FINRA

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Financial Industry Regulatory Authority

Shorts

Our Board of Governors met this month, and it appointed new public governor Lisa Fairfax, approved FINRA’s 2022 Annual Financial Report and added new members to Advisory Committees. Learn more:

Our Board of Governors met this month, and it appointed new public governor Lisa Fairfax, approved FINRA’s 2022 Annual Financial Report and added new members to Advisory Committees. Learn more:

28,312 просмотров

Our Board of Governors met this month for the third time in 2023. Watch for the highlights below. Learn more:

Our Board of Governors met this month for the third time in 2023. Watch for the highlights below. Learn more:

10,629 просмотров

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Yesterday, FINRA’s Greg Ruppert opened the 2026 FINRA Financial Crimes and Cybersecurity Conference with a powerful look at how our Financial Intelligence Fusion Center supports the more than 1,000 member firms that utilize it, protect their customers and their businesses. Catch up on what you missed!

Yesterday, FINRA’s Greg Ruppert opened the 2026 FINRA Financial Crimes and Cybersecurity Conference with a powerful look at how our Financial Intelligence Fusion Center supports the more than 1,000 member firms that utilize it, protect their customers and their businesses. Catch up on what you missed!

13,334 просмотров • 1 месяц назад

While FINRA will never ask you for money, there are scammers who might try to convince you otherwise. These financial fraudsters are posing as regulators and can look surprisingly real. Learn what to look out for:

While FINRA will never ask you for money, there are scammers who might try to convince you otherwise. These financial fraudsters are posing as regulators and can look surprisingly real. Learn what to look out for:

97,788 просмотров • 3 лет назад

You asked. We answered. What is FINRA? Learn more ▶️ #FINRA101

You asked. We answered. What is FINRA? Learn more ▶️ #FINRA101

62,137 просмотров • 2 лет назад

FINRA marks a decade of the FINRA Securities Helpline for Seniors, a vital resource safeguarding the interests of seniors and vulnerable investors. Established to provide direct access to FINRA's specially trained staff, the Helpline offers assistance with brokerage account inquiries, investment concerns, and other related matters. Over the past ten years, this resource has demonstrated remarkable effectiveness in protecting and supporting our most vulnerable investors. We encourage you to review the Helpline's significant impact below and learn more here:

FINRA marks a decade of the FINRA Securities Helpline for Seniors, a vital resource safeguarding the interests of seniors and vulnerable investors. Established to provide direct access to FINRA's specially trained staff, the Helpline offers assistance with brokerage account inquiries, investment concerns, and other related matters. Over the past ten years, this resource has demonstrated remarkable effectiveness in protecting and supporting our most vulnerable investors. We encourage you to review the Helpline's significant impact below and learn more here:

25,683 просмотров • 1 год назад

A trusted contact is a person you authorize your financial firm to contact in limited circumstances. They might be a family member, attorney or another third-party whom you think would respect your privacy and know how to handle the responsibility. ▶️

A trusted contact is a person you authorize your financial firm to contact in limited circumstances. They might be a family member, attorney or another third-party whom you think would respect your privacy and know how to handle the responsibility. ▶️

20,549 просмотров • 3 лет назад

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